Indian Financial Forum is delighted to present an explainer in collaboration with Khaitan & Co on the recent amendments to SEBI’s Investment Advisers (IA) Regulations, 2013.
Key Highlights:
-Simplified Entry Barriers with Easier qualifications
-Advisory now spans non-SEBI and unregulated products, opening new streams for wealth tech platforms.
-Introduction of part-time IAs for broader participation.
-AI Accountability
This report is crafted to help wealth-tech platforms understand the evolving landscape, identify growth opportunities, and navigate compliance effectively.
Join our wealth-tech community to explore opportunities, share insights, and shape the future of financial advisory!
Link to Join WA Community: https://lnkd.in/dyguphRs
#WealthTech #InvestmentAdvisors #SEBIRegulations
